Internal audit manager - Malad

1 - 6 Years

Job Description

Risk assessment and substantive audit procedure based on walkthrough
* Review of Risk Control Matrix (RCM) to identify design deficiency
* Substantive procedures for testing of the operating effectiveness
* Review of the outsourced activities & business applications
* Discussion of control gap and audit findings with process owners
* Reporting of key audit findings to Internal Control Committee
- Key audit areas dealt
** Customer & vendor payouts
** Customer receipts
** Policy servicing & customer claims
** Anti-Money Laundering (AML)
** Customer communication
** Legal audit
Regulatory aspects
- Review of reporting made to Financial Intelligence Unit (FIU)
- Review of adherence to regulatory guidelines, circulars, regulations, etc.
- Review of SOX processes & reporting of deficiencies

If interested kindly share your updated resume at
please mention your current & expected CTC


Desired Candidate Profile

Please refer to the Job description above



Company Profile

TopGear Consultants Pvt Ltd.

A leading client of Topgear consultants Pvt Ltd
View Contact Details+

Recruiter Name:Aarti Koli

Contact Company:TopGear Consultants Pvt Ltd.


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Role Category



Audit Manager

Employment Type

Full Time, Permanent